SEC transfer agents are facing headwinds as the emerging fintech marketplace is forcing a digital transformation imperative. Blockchain-based market infrastructure is the focus of new, disruptive market entrants.

Our solutions power SEC transfer agent solutions.

Governance, Risk, and Compliance Framework

To facilitate a standards-based governance, risk, and compliance methodology, XDEX connects records, documents and datasets to an immutable blockchain ledger. This provides a clear, easy-to-manage path to reporting governance, risk, and compliance data that fits seamlessly with any standards-based, regulatory framework.


Transfer Agent TA-as-a-Service (TAaaS)

XDEX Transfer Agent-as-a-Service powers Transfer Agent operations workflow and processing as an integrated stack between issuers, markets, and custodians for regulatory post-trade settlement processing.